Cindy Shu-yin Chen
Investment adviser representative at HSBC Securities (USA) Inc.
13 yearsExperience
11 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
Are you Cindy Shu-yin Chen? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- HSBC Bank USA, N.A.Aug 2016 to now
- HSBC Securities (USA) Inc.Jul 2010 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 11 states (AK, AZ, CA, FL, HI, IN, NV, PA, TX, UT, WA).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4179944
- Firm CRD
- 19585