Michael Alan Rothfuss
Investment adviser representative at Commonwealth Financial Network
16 yearsExperience
1 stateRegistered in
ChFC®Designation
$212.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Commonwealth Financial NetworkSep 2024 to now
- Tucker-haskins & AssociatesSep 2024 to now
- Equity Services IncDec 2021 to Aug 2024
- National Life GroupDec 2021 to Aug 2024
- UnemployedSep 2021 to Dec 2021
- Chartered Advsory Group, Inc.Feb 2010 to Sep 2021
- Securities America, Inc.Feb 2010 to Sep 2021
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (PA).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4179799
- Firm CRD
- 8032