Wendy Waalen
Investment adviser representative at Oakwood Capital, Inc.
17 yearsExperience
10 statesRegistered in
$304.2MFirm assets
5 yearsFirm in business
Are you Wendy Waalen? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Oakwood Capital, Inc.Mar 2011 to now
- Oakwood Capital Securities, Inc.Feb 2009 to now
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 10 states (AZ, CA, FL, IA, MN, MT, ND, PA, SC, SD).
Oakwood Capital, Inc.
$304.2MAssets managed
616Clients
22Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4178870
- Firm CRD
- 112399