Michael Starr Caputo
Investment adviser representative at USA Financial Securities LLC
17 yearsExperience
4 statesRegistered in
$296.5MFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
17 years in the industry.
- USA Financial Securities LLCJul 2024 to now
- Headwater Asset ManagementNov 2009 to now
- Stonex Advisors IncJun 2016 to Jul 2024
- Stonex Securities IncOct 2009 to Jul 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 4 states (AL, FL, GA, NC).
USA Financial Securities LLC
$296.5MAssets managed
1,246Clients
127Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4177450
- Firm CRD
- 103857