Robert Michael Roman
Investment adviser representative at Transamerica Financial Advisors, LLC
25 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
Are you Robert Michael Roman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
25 years in the industry.
- Inheritguard LLCAug 2024 to now
- Blue Cross Blue Shield of AzJun 2024 to now
- HumanaMar 2022 to now
- Transamerica Employee BenefitsNov 2018 to now
- Personal Rental PropertyDec 2016 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- Tucson System BuilderMay 2006 to now
- WfgiaJun 2001 to now
- Lspn Pro, LLCMar 2022 to Jun 2024
- Wsb Financial Center LLCApr 2016 to Jun 2019
- Heartland Institute of Financial EducationJul 2012 to Jun 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4172629
- Firm CRD
- 16164