David Michael Grindel
Investment adviser representative at UBS Financial Services Inc.
17 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$915.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- UBS Financial Services Inc.Jul 2024 to now
- Morgan Stanley Private Bank, N.A.Jul 2018 to now
- Morgan StanleyJun 2018 to Jul 2024
- Cambridge Investment Research Advisors, Inc.Jan 2015 to Jun 2018
- Cambridge Investment Research, IncMay 2009 to Jun 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 3 states (FL, ME, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4171475
- Firm CRD
- 8174