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Michael Anthony Thompson

Investment adviser representative at Thompson Capital Management, LLC
12 yearsExperience
1 stateRegistered in
CFADesignation
$200.1MFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. Little Harbor Advisors, LLCJan 2020 to now
  2. Thompson Capital Management, LLCApr 2019 to now
  3. Kaizen AdvisoryJul 2015 to Mar 2019
  4. Typhon CapitalFeb 2014 to Nov 2021

Designations

  • CFA

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001

State registrations

Registered as an investment adviser representative in 1 state (IL).

Thompson Capital Management, LLC

$200.1MAssets managed
86Clients
3Advisers
7 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4169577
Firm CRD
300993
Advisor's SEC record (opens in a new tab)
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