Seth Thomas Kelley
Investment adviser representative at Oasis Advisors
27 yearsExperience
1 stateRegistered in
$277.7MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
27 years in the industry.
- American Global Wealth ManagementJan 2026 to now
- Oasis Advisors, LLCJun 2025 to now
- Cape Securities, Inc.Nov 2023 to now
- Purshe Kaplan Sterling InvestmentsJul 2022 to Nov 2023
- Pfs Investments IncDec 1999 to Jun 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (TN).
Oasis Advisors
Legal name: Oasis Advisors, LLC
$277.7MAssets managed
5,051Clients
22Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4166897
- Firm CRD
- 335555