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Stephen Joseph Carl

Investment adviser representative at High Probability Advisors, LLC
10 yearsExperience
1 stateRegistered in
$1BFirm assets
8 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

10 years in the industry.

  1. High Probability Advisors, LLCNov 2017 to now
  2. Howe & RuslingJan 2016 to Sep 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2000
  • Series 63 · Uniform Securities Agent State Law2009

State registrations

Registered as an investment adviser representative in 1 state (NY).

High Probability Advisors, LLC

$1BAssets managed
398Clients
8Advisers
8 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4161139
Firm CRD
289541
Advisor's SEC record (opens in a new tab)
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