Richard B Sherwin
Investment adviser representative at Park Avenue Securities LLC
11 yearsExperience
15 statesRegistered in
$19.6BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Park Avenue Securities LLCFeb 2019 to now
- Guardian Life Insurance CompanyFeb 2019 to now
- Pruco Securities LLCNov 2018 to Feb 2019
- UnemployedNov 2017 to Nov 2018
- Bloomberg Tradebook LLCSep 2015 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2000
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 15 states (CA, CT, DE, FL, GA, KS, ME, NC, NJ, NY, OH, PA, TX, VA, WA).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4157094
- Firm CRD
- 46173