Denis Rafael Toth
Investment adviser representative at Commonwealth Financial Network
11 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Allfluent Wealth Management LLCSep 2024 to now
- Commonwealth Financial NetworkSep 2024 to now
- Herbert J. Sims & Co. Inc.May 2022 to Sep 2024
- Northern Trust BankOct 2019 to May 2022
- Northern Trust Securities, Inc.Oct 2019 to May 2022
- Self-employedMar 2019 to Oct 2019
- SynecticsDec 2018 to Mar 2019
- JPMorgan Chase Bank NAAug 2018 to Dec 2018
- JPMorgan Securities LLCNov 2016 to Dec 2018
- Self-employedNov 2015 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (TX).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4155907
- Firm CRD
- 8032