Tracey Horner Pearson
Investment adviser representative at RBC Capital Markets, LLC
12 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- City National BankMar 2020 to now
- RBC Capital Markets, LLC.Dec 2019 to now
- Suntrust Advisory ServicesSep 2016 to Oct 2019
- Suntrust Investment Services, Inc.May 2014 to Oct 2019
- Suntrust BankFeb 2014 to Oct 2019
Exams passed
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4155635
- Firm CRD
- 31194