David John Soper
Investment adviser representative at Osaic Wealth, Inc.
25 yearsExperience
4 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
25 years in the industry.
- Osaic Wealth, Inc.Jan 2024 to now
- Irrevocable Ins Trust of Karen SoperMay 2005 to now
- Soper Financial Services IncApr 2005 to now
- Salon ST. ClairApr 2001 to now
- Woodbury Financial Services, IncAug 2011 to Jan 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 4 states (FL, IL, MD, TX).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4148291
- Firm CRD
- 23131