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James R Derrick

Investment adviser representative at Smedley Financial Services Inc
27 yearsExperience
2 statesRegistered in
CFADesignation
$396.7MFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlySubscriptionFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

27 years in the industry.

  1. Osaic Wealth, Inc.Jun 2024 to now
  2. Smedley Financial Services, Inc.Jul 2003 to now
  3. Bringham Young UniversityApr 1999 to now
  4. Securities America IncApr 2000 to Jun 2024

Designations

  • CFA

Exams passed

  • Series 66 · Uniform Combined State Law2003

State registrations

Registered as an investment adviser representative in 2 states (TX, UT).

Smedley Financial Services Inc

$396.7MAssets managed
855Clients
6Advisers
44 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4145920
Firm CRD
110870
Advisor's SEC record (opens in a new tab)
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