Cynthia A Westervelt
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Noble Oak FinancialJan 2025 to now
- Keystone Gardening LLCSep 2023 to now
- Avantax Advisory ServicesJan 2025 to Sep 2025
- Avantax Insurance Agency, LLCJan 2025 to Sep 2025
- Avantax Investment Services Inc.Jan 2025 to Sep 2025
- Morgan Stanley Smith Barney LLCOct 2022 to Dec 2024
- Valic Financial Advisors, Inc.Apr 2022 to Oct 2022
- LPL Financial LLCFeb 2018 to Apr 2022
- Queensborough National Bank & Trust Co.Jan 2018 to Apr 2022
- Edward JonesMay 2016 to Jan 2018
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (GA, SC).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4145704
- Firm CRD
- 105644