Steven Phillip Harder
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCJul 2024 to now
- United Federal Credit UnionJun 2024 to now
- NamcoaSep 2023 to Jun 2024
- The Vanguard Group, Inc.Oct 2021 to Jun 2023
- Wells Fargo Clearing ServicesFeb 2019 to Oct 2021
- UnemployedAug 2018 to Jan 2019
- Bank of America, N.A.Sep 2014 to Jul 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2014 to Jul 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4145328
- Firm CRD
- 6413