Brian S Staples
Investment adviser representative at Cwm, LLC
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$50.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Carson WealthJan 2023 to now
- Cwm, LLCMar 2020 to now
- Woodbury Financial Services, Inc.Apr 2013 to Mar 2022
- Jon Baker Financial GroupNov 2012 to Dec 2022
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2002
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4143738
- Firm CRD
- 155344