Katherine Schwartz
Investment adviser representative at Centaurus Financial, Inc.
10 yearsExperience
1 stateRegistered in
$9.7BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Market timing
- Seminars and workshops
Experience
10 years in the industry.
- Centaurus Financial, Inc.Mar 2026 to now
- Colomb Investment Management Company, LLCFeb 2024 to now
- LPL Financial LLCNov 2023 to Jan 2024
- Moon Yoga and Healing LLCAug 2022 to Aug 2023
- UnemployedFeb 2022 to Jul 2022
- Morgan StanleyJul 2021 to Jan 2022
- Matson MoneyDec 2019 to Jul 2021
- Shades of CoolApr 2019 to Feb 2020
- The Vanguard Group, Inc.Jun 2018 to Dec 2019
- Surya Yoga and WellnessNov 2016 to May 2018
- The Wealth Consulting GroupNov 2016 to May 2018
- Self EmployedMar 2016 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Centaurus Financial, Inc.
$9.7BAssets managed
45,336Clients
424Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4142614
- Firm CRD
- 30833