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Mark Clifford Ewings

Investment adviser representative at Modern Wealth Management, LLC
23 yearsExperience
1 stateRegistered in
$10.9BFirm assets
3 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

23 years in the industry.

  1. Modern Wealth Management, LLCAug 2025 to now
  2. Galloway Asset Management, LLCJan 2021 to now
  3. City of TucsonFeb 2003 to now

Exams passed

  • Series 66 · Uniform Combined State Law2000
  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 1 state (AZ).

Modern Wealth Management, LLC

$10.9BAssets managed
11,934Clients
161Advisers
3 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4142424
Firm CRD
324624
Advisor's SEC record (opens in a new tab)
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