India R. Johns
Investment adviser representative at Rockefeller Capital Management
18 yearsExperience
2 statesRegistered in
$99.6BFirm assets
8 yearsFirm in business
Are you India R. Johns? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Rockefeller Financial LLCMay 2026 to now
- Rockefeller Financia LLCApr 2026 to now
- J.P. Morgan Securities LLCDec 2023 to Apr 2026
- JPMorgan Chase Bank, N.A.Dec 2023 to Apr 2026
- Fidelity InvestmentsJun 2021 to Nov 2023
- Oppenheimer & Co. Inc.Oct 2008 to Jun 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4141175
- Firm CRD
- 291361