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Erik J Pedersen

Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

11 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyApr 2026 to now
  2. Northwestern Mutual Investment Services, LLCMar 2025 to now
  3. Craig VolkMar 2025 to now
  4. Craig VolkJun 2024 to Feb 2025
  5. UnemployedApr 2024 to Jun 2024
  6. CommonwealthJan 2024 to Apr 2024
  7. Fps Financial, Inc.Jan 2024 to Apr 2024
  8. UnemployedSep 2023 to Jan 2024
  9. Northwestern Mutual Wealth Management CompanyApr 2017 to Sep 2023
  10. Northwestern Mutual Investment Services LLCMar 2017 to Sep 2023
  11. Bradley BauneJan 2017 to Aug 2023
  12. UnemployedJul 2016 to Jan 2017
  13. HomesmartDec 2015 to Dec 2023

Exams passed

  • Series 63 · Uniform Securities Agent State Law2000
  • Series 65 · Uniform Investment Adviser Law2000

State registrations

Registered as an investment adviser representative in 1 state (MN).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4140000
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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