Susan Ann Kleczkowski
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Oct 2018 to now
- Principal Life Insurance CompanyOct 2018 to now
- Newport Group Securities, Inc.Aug 2017 to Oct 2018
- Newport Group, Inc.Jun 2017 to Oct 2018
- Securian Financial Services IncDec 2016 to May 2017
- Minnesota Life Insurance CoSep 2016 to May 2017
- Seucurian Financial Serivices IncSep 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4139757
- Firm CRD
- 1137