Leslie Kristine Warren
Investment adviser representative at LPL Financial LLC
12 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCJul 2021 to now
- Warren Prototype, LLC.Jun 2018 to Dec 2018
- Onpoint Community Credit UnionDec 2017 to Jul 2021
- Raymond James Fianncial Services Advisor, IncDec 2017 to Jul 2021
- Raymond James Financial Services, IncDec 2017 to Jul 2021
- Pensionmark Securities, LLCSep 2017 to Nov 2017
- UnemploymentMar 2017 to Sep 2017
- Allianz Life of North AmericaFeb 2014 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (OR, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4134674
- Firm CRD
- 6413