Arielle Kim Jaffe
Investment adviser representative at Cetera Investment Advisers LLC
19 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Cetera Investment Services LLCJan 2021 to now
- Cetera Wealth Services, LLCJan 2021 to now
- Securities America Advisors, Inc.Jul 2020 to now
- Securities America, Inc.Jul 2020 to now
- Ladenburg Thalmann & Co. Inc.Jan 2018 to Dec 2019
- Investacorp Advisory ServicesMay 2008 to Jul 2020
- Investacorp, Inc.May 2007 to Jul 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2000
- Series 63 · Uniform Securities Agent State Law2000
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4134643
- Firm CRD
- 105644