Robert James Lee
Investment adviser representative at Ashton Thomas Securities, LLC
15 yearsExperience
1 stateRegistered in
$1.9BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Ashton Thomas Securities, LLCSep 2021 to now
- Excel Securities & Associates, IncJun 2011 to now
Exams passed
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 1 state (NY).
Ashton Thomas Securities, LLC
$1.9BAssets managed
2,282Clients
18Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4132826
- Firm CRD
- 16629