David Alan Baum
Investment adviser representative at Lifemark Securities Corp.
8 yearsExperience
1 stateRegistered in
$424.9MFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
8 years in the industry.
- Lifemark Securities Corp.Jan 2023 to now
- Independent Insurance AgentMay 2024 to May 2024
- Pruco Securities, LLC.Jan 2017 to Dec 2022
- Prudential Insurance Company of AmericaJan 2017 to Dec 2022
- Massachusetts Mutual Life Insurance CompanyJul 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
State registrations
Registered as an investment adviser representative in 1 state (NY).
Lifemark Securities Corp.
$424.9MAssets managed
1,053Clients
77Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4132693
- Firm CRD
- 16204