Tricia Jean Tompkins
Investment adviser representative at Empower Advisory Group, LLC
19 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- Empower Advisory Group, LLCDec 2023 to now
- Empower Financial Services, IncSep 2022 to now
- Fulton Financial AdvisorsOct 2020 to Oct 2020
- Fulton BankOct 2019 to Oct 2020
- Raymond James Financial Services Advisors, IncSep 2019 to Sep 2022
- Raymond James Financial Services, IncSep 2019 to Sep 2022
- Fulton FinancialSep 2019 to Oct 2020
- Wells Fargo Advisors LLCApr 2007 to Sep 2019
Exams passed
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 1 state (PA).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4131977
- Firm CRD
- 112058