Derek Anthony Ralston
Investment adviser representative at Ncm Capital Management, LLC
15 yearsExperience
1 stateRegistered in
$539.4MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- Ncm Capital Management, LLCSep 2015 to now
- Income and Asset Advisory, Inc.Sep 2011 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Ncm Capital Management, LLC
$539.4MAssets managed
252Clients
3Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4130801
- Firm CRD
- 151109