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Douglas Hume Miller

Investment adviser representative at Raymond James Financial Services Advisors, Inc
16 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$390BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

16 years in the industry.

  1. Raymond James Financial Services Advisors, Inc.Sep 2026 to now
  2. Raymond James Financial Services Inc.Sep 2026 to now
  3. Northwestern Mutual Wealth Management CompanyJan 2016 to Sep 2026
  4. Northwestern Mutual Investment Services, LLCJul 2010 to Sep 2026
  5. Northwestern Mutual Life Insurance CompanyJul 2010 to Sep 2026

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 65 · Uniform Investment Adviser Law2003
  • Series 66 · Uniform Combined State Law2011

State registrations

Registered as an investment adviser representative in 2 states (MD, TX).

Raymond James Financial Services Advisors, Inc

$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4130719
Firm CRD
149018
Advisor's SEC record (opens in a new tab)
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