Dana Steven Pelkey
Investment adviser representative at LPL Enterprise, LLC
26 yearsExperience
4 statesRegistered in
ChFC®Designation
$24.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
26 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaApr 2020 to now
- Pruco Securities, LLC.Apr 2020 to Nov 2024
- The Prudential Insurance Company of AmericaApr 2020 to Sep 2020
- RetiredFeb 2020 to Apr 2020
- Pruco Securities,LLCJan 2000 to Feb 2020
- The Prudential Insurance Company of AmericaJan 2000 to Feb 2020
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 4 states (FL, ME, NH, PA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4128420
- Firm CRD
- 8733