Richard Brian Wolf
Investment adviser representative at LPL Financial LLC
20 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
20 years in the industry.
- LPL Financial LLCApr 2022 to now
- Woodbury Financial Services IncOct 2021 to Apr 2022
- UnemployedJun 2021 to Oct 2021
- Infinex Investments, Inc.Jan 2018 to May 2021
- Newtown Savings BankJan 2018 to May 2021
- Prudential Annuities Distributors, Inc.Nov 2007 to Dec 2017
- Ast Investment ServicesMay 2006 to Dec 2017
- Prudential Insurance Co of AmericaMay 2006 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4126193
- Firm CRD
- 6413