Nicholas Charles Ey
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCFeb 2022 to now
- Cetera Financial Specialists LLCFeb 2022 to now
- Mattingly Wealth Advisors, LLCFeb 2022 to now
- Truist Advisory Services, Inc.Feb 2021 to Feb 2022
- Truist Investment Services, Inc.Feb 2021 to Feb 2022
- Bb&t BankOct 2018 to Feb 2021
- Bb&t Securities, LLCOct 2018 to Feb 2021
- Cetera Investment AdvisorsMay 2016 to Oct 2018
- Cetera Investment Services LLCMay 2016 to Oct 2018
- Fnb WealthJun 2014 to Oct 2018
Exams passed
- Series 66 · Uniform Combined State Law2000
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (MD).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4121501
- Firm CRD
- 105644