Dana Seto-chun
Investment adviser representative at LPL Enterprise, LLC
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$24.9BFirm assets
Are you Dana Seto-chun? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaJun 2021 to now
- Pruco Securities, LLC.Jun 2021 to Nov 2024
- RetiredJan 2020 to May 2021
- TIAASep 2014 to Dec 2019
- TIAA-CREF Individual & Institutional Services, LLCSep 2014 to Dec 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4115207
- Firm CRD
- 8733