Sean Christopher Walker
Investment adviser representative at Cwm, LLC
11 yearsExperience
3 statesRegistered in
$50.6BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Cwm, LLCOct 2020 to now
- Applied Financial Planning, Inc.Jul 2014 to now
- Cetera Investment Advisers LLCJun 2023 to Nov 2024
- Cetera Wealth Services, LLCOct 2020 to Aug 2026
- LPL Financial, LLCNov 2013 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 3 states (CA, PA, TX).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4113609
- Firm CRD
- 155344