Thomas Robert Worrall iii
Investment adviser representative at Integrated Wealth Concepts LLC
45 yearsExperience
1 stateRegistered in
$23.6BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
45 years in the industry.
- Integrated Wealth Concepts, LLCFeb 2023 to now
- Laurel Wealth AdvisorsDec 2015 to now
- Azusa Specialties, Inc.Jan 1981 to now
- Ozco Enterprises, LLCMar 2001 to Dec 2020
- Impeller DynamicsJun 1988 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 1 state (CA).
Integrated Wealth Concepts LLC
$23.6BAssets managed
29,848Clients
482Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4108084
- Firm CRD
- 284656