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David Carl Sabo

Investment adviser representative at Independence Capital Co., Inc.
23 yearsExperience
1 stateRegistered in
$118.7MFirm assets
Under 1 yearFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourly

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

23 years in the industry.

  1. Independence Capital Co., Inc.Jan 2011 to now
  2. First Discount Brokerage, Inc.Sep 2005 to now
  3. Great Lakes MortgageNov 2003 to Dec 2024

Exams passed

  • Series 66 · Uniform Combined State Law2000
  • Series 63 · Uniform Securities Agent State Law2023

State registrations

Registered as an investment adviser representative in 1 state (OH).

Independence Capital Co., Inc.

$118.7MAssets managed
300Clients
19Advisers
Under 1 yearIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4107248
Firm CRD
24723
Advisor's SEC record (opens in a new tab)
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