Alberto Esparza
Investment adviser representative at Ip Financial Advisory Services LLC
25 yearsExperience
2 statesRegistered in
$481.4MFirm assets
6 yearsFirm in business
Are you Alberto Esparza? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
25 years in the industry.
- Ip Financial Advisory Services LLCSep 2025 to now
- Innovation Partners LLCSep 2025 to now
- Blue Cross Blue ShieldOct 2010 to now
- WfgiaJun 2001 to now
- Dream Builders, Inc.Feb 2015 to Sep 2025
- Transamerica Financial Advisors, IncJan 2012 to Sep 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 2 states (IL, IN).
Ip Financial Advisory Services LLC
$481.4MAssets managed
2,001Clients
133Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4107024
- Firm CRD
- 305772