Thomas Joseph Begley
Investment adviser representative at Cetera Investment Advisers LLC
17 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Cetera Investment Advisers LLCOct 2025 to now
- Cetera Investment Services LLCOct 2025 to now
- First United Bank & TrustSep 2025 to now
- Huntington National BankOct 2022 to Sep 2025
- The Huntington Investment CompanyAug 2020 to Oct 2022
- Pruco Securities, LLC.Apr 2019 to Aug 2020
- The Prudential Insurance Company of AmericaApr 2019 to Aug 2020
- UnemployedJan 2019 to Apr 2019
- Allstate Insurance CompanyMar 2017 to Dec 2018
- UnemployedJan 2017 to Mar 2017
- Wunderlich SecuritiesFeb 2009 to Dec 2016
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2000
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (WV).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4104785
- Firm CRD
- 105644