Shaun B Sterling
Investment adviser representative at The Pinnacle Financial Group
12 yearsExperience
1 stateRegistered in
$1.4BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- The Pinnacle Financial GroupOct 2020 to now
- LPL Financial LLCOct 2020 to now
- Lippencott Financial GroupJan 2017 to Oct 2020
- Eagle Strategies LLCMar 2015 to Oct 2020
- Nylife Securities, LLCDec 2014 to Oct 2020
- New York Life Insurance CompanyOct 2014 to Oct 2020
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 1 state (NY).
The Pinnacle Financial Group
$1.4BAssets managed
3,208Clients
43Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4101229
- Firm CRD
- 164395