Christopher David Garcia
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCSep 2024 to now
- Redwood Credit UnionNov 2019 to now
- Cuso Financial Services, LPNov 2019 to Sep 2024
- TD Ameritrade, Inc.Jan 2019 to Nov 2019
- Npb Financial Group, LLCMar 2018 to Jan 2019
- LPL Financial LLCNov 2017 to Mar 2018
- National Planning CorporationMay 2017 to Mar 2018
- Zuk Financial GroupMay 2017 to Mar 2018
- Greenleaf Burleson LLCOct 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4098268
- Firm CRD
- 6413