David Walter Miller
Investment adviser representative at Charles Schwab & Co., Inc.
9 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
Are you David Walter Miller? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
9 years in the industry.
- Charles Schwab & Co., Inc.Dec 2025 to now
- Charles Schwab Bank, SsbDec 2025 to now
- Fidelity InvestmentsJul 2024 to Dec 2025
- UnemployedNov 2023 to Jun 2024
- Scholtz & Company, LLCFeb 2021 to Oct 2023
- UnemployedJul 2020 to Jan 2021
- Imperial Capital LLCApr 2018 to Jul 2020
- UnemployedFeb 2018 to Apr 2018
- Loop Capital Markets LLCJun 2016 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4098025
- Firm CRD
- 5393