Shane A Dayton
Investment adviser representative at LPL Enterprise, LLC
20 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$24.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
20 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaMar 2023 to now
- Pruco Securities, LLCMar 2023 to Nov 2024
- UnemployedOct 2022 to Mar 2023
- Allstate Insurance CompanyDec 2020 to Oct 2022
- Compass InsuranceOct 2019 to Nov 2020
- Transamerica Financial Advisors, IncFeb 2019 to Dec 2019
- World Financial Group, Inc.Nov 2018 to Dec 2019
- Compass Insurance AdvisorsAug 2018 to Nov 2021
- Morgan StanleyOct 2017 to Oct 2018
- UnemployedJun 2017 to Oct 2017
- Fidelity InvestmentsJun 2006 to Apr 2017
- Fidelity Brokerage Services, LLCApr 2006 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (UT).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4095326
- Firm CRD
- 8733