Douglas William Lafay
Investment adviser representative at Cetera Investment Advisers LLC
20 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Villa Jazmin LLCAug 2026 to now
- Lafay Strategies Group, Inc.Apr 2026 to now
- Concord Wealth ManagementFeb 2026 to now
- Cetera Investment Advisers LLCJul 2024 to now
- Cetera Financial Specialists LLCJul 2024 to now
- Cadaret, Grant & Co., Inc.Oct 2020 to Jul 2024
- Franklin Templeton Financial Services Corp.May 2019 to Oct 2020
- Franklin Templeton Distributors, Inc.May 2006 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4095159
- Firm CRD
- 105644