Harold Don Smith
Investment adviser representative at U.S. Bancorp Advisors, LLC
12 yearsExperience
2 statesRegistered in
$1.8BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- U.S. Bancorp Advisors, LLCAug 2023 to now
- Wells Fargo Bank, NAMar 2021 to Aug 2023
- Wells Fargo Clearing Services, LLCMar 2021 to Aug 2023
- The Prudential Insurance Company of AmericaFeb 2019 to Feb 2021
- Pruco Securities LLCDec 2018 to Feb 2021
- Bank of America, N.A.Oct 2014 to Jan 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2014 to Jan 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
U.S. Bancorp Advisors, LLC
$1.8BAssets managed
3,343Clients
1,161Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4094105
- Firm CRD
- 14455