Joseph E Shea
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCDec 2025 to now
- Metro Credit UnionDec 2025 to now
- Osaic Institutions, Inc.Jan 2023 to Nov 2025
- BankfiveJan 2023 to Oct 2024
- LPL Financial LLCMay 2022 to Jan 2023
- Cuna Brokerage Services, Inc.Sep 2017 to May 2022
- Cuna Mutual GroupSep 2017 to May 2022
- Santander Bank, NASep 2016 to Sep 2017
- Santander SecuritiesSep 2016 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 1 state (MA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4091277
- Firm CRD
- 6413