Stephen Joseph Schwanke
Investment adviser representative at Vanguard Advisers, Inc.
17 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$344.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
17 years in the industry.
- Vanguard Advisers, Inc.Feb 2021 to now
- The Vanguard Group, Inc.Feb 2021 to now
- Vanguard Marketing CorporationFeb 2021 to now
- Kellogg Insurance Marketing/alta MedicareMay 2020 to now
- Mutual Advisors, LLC.Aug 2020 to Feb 2021
- Fidelity Investments Institutional Services Company, Inc.Nov 2009 to Mar 2020
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2000
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 3 states (NY, PA, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4091118
- Firm CRD
- 106715