Kathy Ann Clay
Investment adviser representative at Truist Advisory Services, Inc.
21 yearsExperience
3 statesRegistered in
$77.4BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
21 years in the industry.
- Truist Advisory Services, Inc.Sep 2022 to now
- Truist Investment Services, Inc.Sep 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2005 to Sep 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 3 states (LA, TX, VA).
Truist Advisory Services, Inc.
$77.4BAssets managed
129,307Clients
1,969Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4086961
- Firm CRD
- 283390