Sean David Spellman
Investment adviser representative at Assetmark, Inc.
10 yearsExperience
1 stateRegistered in
$91.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Assetmark Brokerage, LLCMar 2026 to now
- Assetmark, Inc.Feb 2026 to now
- Assetmark Financial Holdings, IncFeb 2026 to now
- Zacks Investment ManagementOct 2024 to Nov 2025
- Massmutual Life Insurance CoOct 2023 to Sep 2024
- MML Investors Services, LLCOct 2023 to Sep 2024
- UnemployedFeb 2023 to Oct 2023
- Pershing Advisor Solutions LLCMay 2022 to Jan 2023
- Lockwood Advisors IncApr 2016 to Jan 2023
- Pershing LLCApr 2016 to Jan 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Assetmark, Inc.
$91.8BAssets managed
456,452Clients
217Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4084928
- Firm CRD
- 109018