Robert Charles Keating
Investment adviser representative at Wealthplan Investment Management LLC
23 yearsExperience
1 stateRegistered in
$2.2BFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
23 years in the industry.
- Wealthplan Investment Management LLCMar 2026 to now
- Osaic Wealth, Inc.Jun 2024 to Mar 2026
- Wealthplan PartnersNov 2018 to Mar 2026
- Securities America, Inc.Nov 2018 to Jun 2024
- Fidelity Personal and Workplace AdvisorsJul 2018 to Nov 2018
- Fidelity Brokerage ServicesApr 2003 to Nov 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Wealthplan Investment Management LLC
$2.2BAssets managed
2,145Clients
29Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4083432
- Firm CRD
- 311364