Rafael Hernandez
Investment adviser representative at Moors & Cabot, Inc
9 yearsExperience
1 stateRegistered in
$4BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- Moors & Cabot, Inc.Aug 2019 to now
- Wells Fargo Clearing Services, LLCFeb 2019 to Aug 2019
- Wells Fargo Funds Management, LLCJan 2010 to Feb 2019
- Wells Fargo Funds Distributor, LLCJan 2010 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (CA).
Moors & Cabot, Inc
Legal name: Moors & Cabot, Inc.
$4BAssets managed
5,074Clients
79Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4082039
- Firm CRD
- 594